Personnel SFC Licences and HKMA Registrations (ID 11796681)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2026-10-28	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2022-10-25	2026-07-27
CLSA LIMITED	Rep	Advising on securities	2021-07-12	2022-10-20
BOCI RESEARCH LIMITED	Rep	Advising on securities	2017-09-07	2021-06-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.