Amazingly, it was only 18 months after the SFC's announcement of the Court's findings that the HKICPA "became aware" of the wrong-doing by its members, including Kenny Lee Yiu Sun. There appears to be some sort of communications failure between the 2 regulators.
Orgs
People
HKSAR v Kennedy Wong Ying Ho, Alex Chui Chuen Chun & Richard Yin Yingneng: costs
HK District Court, 08-Jan-2019
Orgs
People
Prominent lawyer Kennedy Wong acquitted in Hong Kong bribery case
South China Morning Post, 08-Jan-2018
Orgs
People
Court disqualifies former Chairmen, CEO of First China Financial Network (8123)
SFC, 02-Oct-2015
Orgs
People
SFC v Richard Yin Yingneng & others
HK Court of First Instance, 30-Sep-2015
Orgs
People
3 charged with bribery over HK Resources (2882) restructuring and acquisition
ICAC, 01-Aug-2015
The unnamed Executive Director involved in the investigations, which have been ongoing since 2011, was former HKEx Head of Listing Mr Herbert Hui Ho-ming, who died on 30-Aug-2014.
Orgs
People
Court orders directors of First China Financial (8123) to compensate company RMB18.69m
SFC, 19-Jan-2015
Orgs
People
SFC v Richard Yin Yingneng & others
HK Court of First Instance, 16-Jan-2015
Orgs
People
SFC seeks court orders against directors of First China Financial (8123)