Yin, Richard Yingneng 尹應能

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QH CAPITAL LIMITED	RO	Advising on corporate finance	2009-07-22	2014-04-16
	RO	Advising on securities	2009-07-22	2014-04-16
GT ASSET MANAGEMENT LIMITED (d2015-03-13)	RO	Advising on securities	2006-11-21	2012-12-14
	RO	Asset management	2006-10-27	2012-12-14
Asia Pacific Financial Capital Limited	RO	Advising on corporate finance	2005-05-20	2008-07-11
Asia Pacific Securities Limited	RO	Advising on securities	2005-05-20	2008-07-11
	RO	Dealing in securities	2005-05-20	2008-07-11
YUE XIU FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2005-05-20	2008-09-30
	RO	Dealing in futures contracts	2005-05-20	2008-09-30
WANTHORPE ASSET MANAGEMENT LIMITED	RO	Asset management	2005-03-02	2015-01-15
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2003-06-06
	RO	Asset management	-	2003-06-06
KINGSWAY ATG ASIA LIMITED	RO	Providing automated trading services	-	2003-06-06
	RO	Dealing in securities	-	2003-10-06
KINGSWAY CAPITAL LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2003-06-06
	RO	Asset management	-	2003-06-06
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2003-06-06
	RO	Asset management	-	2003-06-06
	RO	Providing automated trading services	-	2003-06-06
	RO	Dealing in securities	-	2003-06-06
KINGSWAY SW FUND MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2003-06-06
	RO	Asset management	-	2003-06-06
	RO	Dealing in securities	-	2003-06-06
KINGSWAY UNIT TRUST MANAGERS LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2003-06-06
	RO	Asset management	-	2003-06-06
KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED	RO	Advising on securities	-	2003-06-06
SUNWAH KINGSWAY FUTURES LIMITED	RO	Advising on futures contracts	-	2003-06-06
	RO	Asset management	-	2003-06-06
	RO	Dealing in futures contracts	-	2003-06-06

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QH CAPITAL LIMITED	RO	Advising on corporate finance	2009-07-22	2014-04-16
	RO	Advising on securities	2009-07-22	2014-04-16
GT ASSET MANAGEMENT LIMITED (d2015-03-13)	RO	Advising on securities	2006-11-21	2012-12-14
	RO	Asset management	2006-10-27	2012-12-14
Asia Pacific Financial Capital Limited	RO	Advising on corporate finance	2005-05-20	2008-07-11
Asia Pacific Securities Limited	RO	Advising on securities	2005-05-20	2008-07-11
	RO	Dealing in securities	2005-05-20	2008-07-11
YUE XIU FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2005-05-20	2008-09-30
	RO	Dealing in futures contracts	2005-05-20	2008-09-30
WANTHORPE ASSET MANAGEMENT LIMITED	RO	Asset management	2005-03-02	2015-01-15
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2003-06-06
	RO	Asset management	-	2003-06-06
KINGSWAY ATG ASIA LIMITED	RO	Providing automated trading services	-	2003-06-06
	RO	Dealing in securities	-	2003-10-06
KINGSWAY CAPITAL LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2003-06-06
	RO	Asset management	-	2003-06-06
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2003-06-06
	RO	Asset management	-	2003-06-06
	RO	Providing automated trading services	-	2003-06-06
	RO	Dealing in securities	-	2003-06-06
KINGSWAY SW FUND MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2003-06-06
	RO	Asset management	-	2003-06-06
	RO	Dealing in securities	-	2003-06-06
KINGSWAY UNIT TRUST MANAGERS LIMITED	RO	Advising on corporate finance	-	2003-06-06
	RO	Advising on securities	-	2003-06-06
	RO	Asset management	-	2003-06-06
KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED	RO	Advising on securities	-	2003-06-06
SUNWAH KINGSWAY FUTURES LIMITED	RO	Advising on futures contracts	-	2003-06-06
	RO	Asset management	-	2003-06-06
	RO	Dealing in futures contracts	-	2003-06-06