Personnel Hong Kong SFC License Details (ID 119119)

Personnel Hong Kong SFC License Details (ID 119119)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Octiv Capital Limited	RO	Asset management	2026-08-03	-
Pamirs Capital (H.K.) Limited	Rep	Asset management	2017-09-27	2017-12-29
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-03-20	2017-04-28
	Rep	Dealing in securities	2014-03-20	2017-04-28
Liquid Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2010-05-20	2011-03-21
	Rep	Dealing in securities	2010-05-20	2011-03-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-07-24	2009-06-08
Merrill Lynch Far East Limited	Rep	Dealing in securities	2006-07-24	2009-06-08
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-07-24	2009-06-08