| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2025-01-17 | - |
| RO | Advising on securities | 2025-01-17 | - | |
| CLSA LIMITED | RO | Advising on securities | 2025-01-17 | - |
| RO | Dealing in securities | 2025-01-17 | - | |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-04-28 | 2024-02-28 |
| Rep | Advising on securities | 2023-04-28 | 2024-02-28 | |
| CLSA LIMITED | Rep | Dealing in securities | 2023-04-28 | 2024-02-28 |
| CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2022-10-21 | 2023-04-28 |
| RO | Advising on securities | 2022-10-21 | 2023-04-28 | |
| CLSA LIMITED | RO | Dealing in securities | 2022-10-21 | 2023-04-28 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | Advising on securities | 2007-08-01 | 2008-05-01 |
| RO | Advising on corporate finance | 2007-02-27 | 2008-05-01 | |
| RO | Dealing in securities | 2007-02-27 | 2008-05-01 | |
| Rep | Advising on corporate finance | 2006-10-05 | 2007-02-27 | |
| Rep | Dealing in securities | 2006-10-05 | 2007-02-27 |
No HKMA registrations in the collected records.