Personnel Hong Kong SFC License Details (ID 120302)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2021-09-17	2022-02-25
	Rep	Dealing in securities	2021-09-17	2022-02-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-05-29	2021-07-22
	Rep	Dealing in securities	2020-05-29	2021-07-22
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2006-12-28	2010-10-08