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Lau, Ricky Wai Kei (SFC:AOK813) 劉偉基 Hong Kong SFC License Details (ID 120501)
Lau, Ricky Wai Kei (SFC:AOK813) 劉偉基
SFC ID:
AOK813
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED
Rep
Dealing in securities
2007-11-12
2008-04-01
OnePlatform Asset Management Limited
Rep
Advising on securities
2007-03-02
2007-10-26