Personnel Hong Kong SFC License Details (ID 120743)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2009-02-02	2009-11-20
CLSA RESEARCH LIMITED	Rep	Advising on securities	2009-02-02	2009-11-20
CLSA LIMITED	Rep	Dealing in securities	2007-02-21	2009-11-20