Personnel Hong Kong SFC License Details (ID 12096493)

Personnel Hong Kong SFC License Details (ID 12096493)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2020-06-12	2021-02-26
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2020-06-12	2021-02-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2020-05-26	2021-02-26
	Rep	Dealing in securities	2020-05-26	2021-02-26
Merrill Lynch Far East Limited	Rep	Advising on securities	2020-05-26	2021-02-26
	Rep	Dealing in securities	2020-05-26	2021-02-26
CLSA LIMITED	Rep	Dealing in securities	2019-03-22	2020-04-17
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2017-10-04	2020-04-17
	Rep	Dealing in securities	2017-10-04	2020-04-17