Personnel Hong Kong SFC License Details (ID 12112143)

Personnel Hong Kong SFC License Details (ID 12112143)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2021-02-04	2023-11-26
	Rep	Dealing in securities	2021-02-04	2023-11-26
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2019-10-03	2020-10-16
	Rep	Dealing in securities	2019-10-03	2020-10-16
CLSA LIMITED	Rep	Dealing in securities	2019-10-03	2020-10-16
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2017-10-19	2019-09-21
	Rep	Dealing in securities	2017-10-19	2019-09-21