Chang, Eric (SFC:AOZ110)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2021-06-21	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2019-01-10	2019-07-08
CLSA LIMITED	Rep	Dealing in securities	2014-11-03	2018-09-29
Amundi Hong Kong Limited	Rep	Advising on securities	2009-09-17	2011-04-27
	Rep	Asset management	2009-09-17	2011-04-27
	Rep	Dealing in securities	2009-09-17	2011-04-27
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-05-25	2008-11-20
	Rep	Dealing in securities	2007-05-25	2008-11-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2021-06-21	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2019-01-10	2019-07-08
CLSA LIMITED	Rep	Dealing in securities	2014-11-03	2018-09-29
Amundi Hong Kong Limited	Rep	Advising on securities	2009-09-17	2011-04-27
	Rep	Asset management	2009-09-17	2011-04-27
	Rep	Dealing in securities	2009-09-17	2011-04-27
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-05-25	2008-11-20
	Rep	Dealing in securities	2007-05-25	2008-11-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.