Personnel SFC Licences and HKMA Registrations (ID 121604)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2023-09-07	-
MIB SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2016-08-09	2017-07-14
	Rep	Dealing in securities	2015-06-23	2016-08-09
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2007-05-29	2007-06-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.