Fang, Yuan (SFC:BLI961) 方元 SFC Licences and HKMA Registrations (ID 12161734)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2023-01-31	-
	Rep	Advising on securities	2023-01-05	-
CLSA LIMITED	Rep	Dealing in securities	2023-01-05	-
Morgan Stanley Asia Limited	Rep	Advising on securities	2020-09-21	2022-09-13
	Rep	Dealing in securities	2020-09-21	2022-09-13
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2017-10-26	2020-08-14
	Rep	Advising on securities	2017-10-26	2020-08-14
CLSA LIMITED	Rep	Advising on securities	2017-10-26	2020-08-14
	Rep	Dealing in securities	2017-10-26	2020-08-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.