Personnel SFC Licences and HKMA Registrations (ID 122659)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2025-09-02	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-09-03	2008-10-21
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-09-03	2008-10-21
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-09-03	2008-10-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.