Personnel Hong Kong SFC License Details (ID 123221)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-03-06	2009-10-06
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-10-18	2008-09-05
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-10-18	2008-09-05