Personnel Hong Kong SFC License Details (ID 123495)

Personnel Hong Kong SFC License Details (ID 123495)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2023-06-05	2025-03-14
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-03	2013-08-30
	Rep	Dealing in securities	2011-11-21	2013-08-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-11-21	2013-08-30
	Rep	Dealing in securities	2011-11-21	2013-08-30
IMC Asia Pacific Limited	Rep	Dealing in futures contracts	2007-11-12	2010-04-09
	Rep	Dealing in securities	2007-11-12	2010-04-09