| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MAX GIANT LIMITED | RO | Advising on securities | 2026-05-22 | - |
| RO | Asset management | 2026-05-22 | - | |
| Rep | Advising on securities | 2022-11-22 | 2026-05-22 | |
| Rep | Asset management | 2022-11-22 | 2026-05-22 | |
| Quam Securities Limited | Rep | Advising on securities | 2017-10-10 | 2018-07-25 |
| Rep | Dealing in futures contracts | 2017-10-10 | 2018-07-25 | |
| Rep | Dealing in securities | 2017-10-10 | 2018-07-25 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2015-04-02 | 2017-09-15 |
| Rep | Dealing in securities | 2015-04-02 | 2017-09-15 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-04-15 | 2013-11-04 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-04-15 | 2013-11-04 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-11-23 | 2008-02-18 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-11-23 | 2008-02-18 |