Personnel Hong Kong SFC License Details (ID 12458917)

Personnel Hong Kong SFC License Details (ID 12458917)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2021-08-24	2024-05-16
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-03-05	2021-05-10
	Rep	Advising on securities	2021-03-05	2021-05-10
	Rep	Dealing in securities	2021-03-05	2021-05-10
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2017-11-02	2021-02-10
	Rep	Advising on securities	2017-11-02	2021-02-10
	Rep	Dealing in securities	2017-11-02	2021-02-10