| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2016-11-22 | - |
| Rep | Advising on securities | 2016-11-22 | - | |
| RO | Dealing in securities | 2016-11-22 | - | |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2014-12-05 | 2016-08-22 |
| RO | Dealing in securities | 2014-12-05 | 2016-08-22 | |
| Rep | Advising on corporate finance | 2013-01-16 | 2014-12-05 | |
| Rep | Dealing in securities | 2013-01-16 | 2014-12-05 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2012-10-25 |
| RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-03-10 | 2010-05-10 |
| Rep | Dealing in securities | 2008-03-10 | 2010-05-10 |
No HKMA registrations in the collected records.