Personnel Hong Kong SFC License Details (ID 124676)

Personnel Hong Kong SFC License Details (ID 124676)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2022-03-07	2022-07-07
	Rep	Dealing in securities	2022-03-07	2022-07-07
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in securities	2014-05-12	2017-03-06
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2013-08-01	2014-02-25
Mirae Asset Securities (HK) Limited	Rep	Dealing in securities	2012-02-14	2013-04-10
CLSA LIMITED	Rep	Dealing in securities	2008-03-14	2008-10-22