Personnel Hong Kong SFC License Details (ID 125003)

Personnel Hong Kong SFC License Details (ID 125003)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2019-01-14	2020-02-15
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2012-06-22	2014-12-06
	Rep	Dealing in securities	2012-06-22	2014-12-06
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2012-01-10	2014-12-06
	Rep	Dealing in securities	2011-12-09	2014-12-06
Rich Union Securities (H.K.) Limited	Rep	Dealing in securities	2010-06-25	2011-06-14
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2008-05-14	2010-06-14