Personnel Hong Kong SFC License Details (ID 12505349)

Personnel Hong Kong SFC License Details (ID 12505349)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2021-08-18	2024-10-25
	Rep	Dealing in futures contracts	2021-08-18	2024-10-25
	Rep	Dealing in securities	2021-08-18	2024-10-25
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2021-07-19	2021-07-23
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2019-03-11	2021-06-25
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2017-11-15	2019-01-20
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-11-15	2019-01-20