Personnel SFC Licences and HKMA Registrations (ID 12508320)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2021-08-06	-
	Rep	Dealing in securities	2021-08-06	-
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-08-24	2019-09-27
	Rep	Advising on corporate finance	2017-11-16	2019-09-27
	Rep	Dealing in securities	2017-11-16	2019-09-27
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-11-16	2019-09-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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