Personnel Hong Kong SFC License Details (ID 12511650)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2020-10-23	2021-11-30
	RO	Asset management	2020-10-23	2021-11-30
	RO	Dealing in securities	2020-10-23	2021-11-30
	Rep	Advising on securities	2018-07-18	2020-10-23
	Rep	Asset management	2018-07-18	2020-10-23
	Rep	Dealing in securities	2018-07-18	2020-10-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2017-11-17	2018-06-27