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Personnel Hong Kong SFC License Details (ID 125399)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED
Rep
Dealing in securities
2012-06-21
2016-01-15
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED
Rep
Dealing in securities
2008-05-15
2009-09-07