Lee, Kenneth Shon Kee 李崇基

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GATEWAY CAPITAL (HONG KONG) LIMITED	Rep	Advising on securities	2022-04-27	-
	Rep	Asset management	2022-04-27	-
CLSA LIMITED	Rep	Dealing in securities	2020-04-06	2021-10-07
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2008-07-11	2009-10-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GATEWAY CAPITAL (HONG KONG) LIMITED	Rep	Advising on securities	2022-04-27	-
	Rep	Asset management	2022-04-27	-
CLSA LIMITED	Rep	Dealing in securities	2020-04-06	2021-10-07
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2008-07-11	2009-10-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.