Personnel SFC Licences and HKMA Registrations (ID 12610450)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-10-16	-
	Rep	Dealing in securities	2026-10-16	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-09-04	2026-10-06
	Rep	Dealing in securities	2020-08-24	2026-10-06
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2017-11-30	2020-07-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.