Personnel Hong Kong SFC License Details (ID 126176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG SECURITIES LIMITED	Rep	Advising on securities	2025-10-31	2025-12-10
	Rep	Dealing in securities	2025-10-31	2025-12-10
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2022-02-21	2024-03-18
	Rep	Dealing in securities	2022-02-21	2024-03-18
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-08-27	2009-10-14
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2008-08-27	2009-04-30