Personnel Hong Kong SFC License Details (ID 12636244)

Personnel Hong Kong SFC License Details (ID 12636244)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-04-21	2023-06-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-04-21	2023-06-30
	Rep	Dealing in securities	2021-04-21	2023-06-30
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-04-27	2020-10-16
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-04-27	2020-10-16
	Rep	Dealing in securities	2020-04-27	2020-10-16
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2017-12-12	2019-08-29
	Rep	Dealing in futures contracts	2017-12-12	2019-08-29
	Rep	Dealing in securities	2017-12-12	2019-08-29