Personnel Hong Kong SFC License Details (ID 126765)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	RO	Dealing in securities	2022-10-05	-
	Rep	Dealing in securities	2018-11-27	2022-10-05
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2016-10-03	2018-10-08
CLSA LIMITED	Rep	Dealing in securities	2008-09-18	2010-05-31