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Barwick, Richard John SFC Licences and HKMA Registrations (ID 126998)
Barwick, Richard John
SFC ID:
ART684
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
CLSA LIMITED
Rep
Advising on securities
2018-12-24
-
Morgan Stanley Asia Limited
Rep
Dealing in securities
2008-10-30
2010-03-15
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.