Personnel Hong Kong SFC License Details (ID 127710)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2025-09-02	-
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2016-06-07	2018-07-05
	Rep	Dealing in securities	2016-06-07	2018-07-05
BARCLAYS CAPITAL ASIA LIMITED	RO	Advising on securities	2015-09-15	2016-02-14
	Rep	Advising on securities	2014-04-01	2015-09-15
CLSA RESEARCH LIMITED	Rep	Advising on securities	2009-03-31	2011-04-08