Personnel SFC Licences and HKMA Registrations (ID 12773597)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Advising on securities	2026-09-02	-
	Rep	Asset management	2026-09-02	-
CLSA LIMITED	Rep	Advising on securities	2019-01-14	2026-08-14
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2018-02-08	2019-01-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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