| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2026-03-27 | - |
| Rep | Advising on securities | 2026-02-12 | - | |
| Rep | Advising on corporate finance | 2026-02-12 | 2026-03-27 | |
| CLSA LIMITED | Rep | Dealing in securities | 2026-02-12 | - |
| CMBC International Capital Limited | RO | Advising on corporate finance | 2025-09-23 | 2025-12-13 |
| Rep | Advising on corporate finance | 2021-08-03 | 2025-09-23 | |
| Rep | Dealing in securities | 2021-08-03 | 2025-12-13 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-08-03 | 2025-12-13 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2018-02-13 | 2021-07-16 |
| Rep | Advising on securities | 2018-02-13 | 2021-07-16 | |
| Rep | Dealing in securities | 2018-02-13 | 2021-07-16 |
No HKMA registrations in the collected records.