Personnel Hong Kong SFC License Details (ID 12847774)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2021-09-01	2024-07-09
	Rep	Advising on securities	2021-09-01	2024-07-09
CLSA LIMITED	Rep	Dealing in securities	2021-09-01	2024-07-09
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2018-03-13	2019-04-30
	Rep	Dealing in securities	2018-03-13	2019-04-30
BOCI SECURITIES LIMITED	Rep	Advising on securities	2018-03-13	2019-04-30
	Rep	Dealing in securities	2018-03-13	2019-04-30