Personnel SFC Licences and HKMA Registrations (ID 12855263)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2025-08-26	-
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2023-10-18	2025-07-18
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2023-10-18	2025-07-18
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2020-10-06	2023-09-05
	Rep	Advising on securities	2020-10-06	2023-09-05
	Rep	Dealing in securities	2020-09-11	2023-09-05
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Dealing in securities	2018-03-15	2020-09-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.