Personnel Hong Kong SFC License Details (ID 129043)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2015-10-12	2016-02-22
	Rep	Dealing in securities	2015-10-12	2016-02-22
KGI ASIA LIMITED	Rep	Dealing in securities	2009-12-11	2011-03-22
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-12-11	2011-03-22