Personnel Hong Kong SFC License Details (ID 129126)

Personnel Hong Kong SFC License Details (ID 129126)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-10-28	2025-09-14
	Rep	Advising on securities	2021-10-06	2025-09-14
	Rep	Dealing in securities	2021-10-06	2025-09-14
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2020-10-14	2021-07-23
	Rep	Dealing in securities	2020-10-14	2021-07-23
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2016-09-05	2020-08-14
	Rep	Dealing in futures contracts	2016-09-05	2020-08-14
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2009-12-29	2010-06-12