| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Leveraged foreign exchange trading | 2025-02-17 | 2025-08-11 |
| RO | Advising on securities | 2024-04-30 | 2025-08-11 |
| RO | Dealing in securities | 2024-04-30 | 2025-08-11 |
| RO | Dealing in futures contracts | 2020-09-03 | 2025-08-11 |
| Rep | Advising on securities | 2020-01-16 | 2024-04-30 |
| Rep | Dealing in securities | 2020-01-16 | 2024-04-30 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-02-19 | 2019-10-09 |
| Rep | Advising on futures contracts | 2012-08-16 | 2019-10-09 |
| Rep | Advising on futures contracts | 2010-02-22 | 2010-09-17 |
| Rep | Advising on securities | 2010-02-22 | 2010-09-17 |
| Rep | Dealing in futures contracts | 2010-02-22 | 2010-09-17 |
| Rep | Dealing in securities | 2010-02-22 | 2010-09-17 |