Personnel Hong Kong SFC License Details (ID 129855)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2026-09-11	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2015-03-10	2015-03-10
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2010-06-11	2011-04-27