Personnel Hong Kong SFC License Details (ID 130280)

Personnel Hong Kong SFC License Details (ID 130280)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2023-04-27	2026-08-07
	Rep	Providing automated trading services	2023-04-27	2026-08-07
	Rep	Dealing in securities	2023-04-27	2026-08-07
CLSA LIMITED	Rep	Dealing in securities	2016-03-16	2023-01-12
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2015-03-31	2016-01-21
Templewater Hong Kong Limited	Rep	Advising on securities	2013-02-01	2015-02-02
	Rep	Dealing in securities	2013-02-01	2015-02-02
Renaissance Capital (Hong Kong) Limited	Rep	Dealing in securities	2010-09-09	2012-06-29