Personnel SFC Licences and HKMA Registrations (ID 130782)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2014-08-15	-
	Rep	Advising on securities	2014-08-15	-
	Rep	Dealing in securities	2014-04-15	-
	Rep	Dealing in securities	2011-02-09	2011-05-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.