Personnel Hong Kong SFC License Details (ID 132379)

Personnel Hong Kong SFC License Details (ID 132379)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2022-01-19	-
	Rep	Dealing in futures contracts	2021-12-17	-
	Rep	Dealing in securities	2021-12-17	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-16	2021-12-06
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-05-16	2021-12-06
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2018-12-12	2019-03-01
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-12-12	2019-03-01
DaoKou Securities Limited	Rep	Dealing in futures contracts	2017-08-11	2018-10-19
	Rep	Dealing in securities	2017-08-11	2018-10-19
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-10-05	2017-07-10
BRIGHT SMART FOREX LIMITED	Rep	Leveraged foreign exchange trading	2015-02-02	2017-07-10
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-02-02	2017-07-10
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2014-09-30	2014-12-06
	Rep	Leveraged foreign exchange trading	2014-08-08	2014-12-06
BRIGHT SMART FOREX LIMITED	Rep	Leveraged foreign exchange trading	2013-12-04	2014-07-29
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2013-12-04	2014-07-29
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-12-04	2014-07-29
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2011-09-30	2012-01-27