Personnel Hong Kong SFC License Details (ID 132929)

Personnel Hong Kong SFC License Details (ID 132929)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Protocol Asset Management (HK) Limited	RO	Asset management	2024-02-06	2024-03-29
	Rep	Asset management	2024-01-05	2024-02-06
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2021-11-29	2022-04-19
KEYWISE CAPITAL MANAGEMENT (HK) LIMITED	RO	Asset management	2019-06-24	2020-03-31
	Rep	Asset management	2014-12-16	2019-06-24
HARVEST GLOBAL INVESTMENTS LIMITED	RO	Advising on securities	2012-05-16	2013-08-01
	RO	Asset management	2012-05-16	2013-08-01
	Rep	Advising on securities	2011-10-21	2012-05-16
	Rep	Asset management	2011-10-21	2012-05-16