Personnel Hong Kong SFC License Details (ID 132963)

Personnel Hong Kong SFC License Details (ID 132963)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grandview Capital Group Limited	RO	Advising on securities	2024-07-02	-
	RO	Asset management	2024-07-02	-
Jade Tee Capital Limited	RO	Advising on securities	2022-01-17	2023-12-19
	RO	Asset management	2022-01-17	2023-12-19
China Credit International Securities Co., Limited	RO	Dealing in securities	2020-08-18	2022-01-10
	RO	Advising on securities	2019-12-12	2022-01-10
	RO	Asset management	2019-12-12	2022-01-10
	Rep	Advising on securities	2019-11-19	2019-12-12
	Rep	Asset management	2019-11-19	2019-12-12
Equant Point Asset Management Limited	RO	Advising on securities	2017-07-17	2019-10-31
	RO	Asset management	2017-07-17	2019-10-31
	Rep	Advising on securities	2017-06-14	2017-07-17
	Rep	Asset management	2017-06-14	2017-07-17
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2012-11-14	2017-05-31
Success Securities Limited	Rep	Dealing in securities	2012-11-14	2017-05-31
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-01-03	2012-10-19
	Rep	Dealing in securities	2012-01-03	2012-10-19
JIMEI FUTURES LIMITED	Rep	Dealing in futures contracts	2011-10-24	2011-12-21
JIMEI SECURITIES LIMITED	Rep	Dealing in securities	2011-10-24	2011-12-21