Personnel SFC Licences and HKMA Registrations (ID 13302586)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	Rep	Advising on securities	2025-12-17	-
	Rep	Dealing in securities	2025-12-17	-
HANTEC FUTURES LIMITED	Rep	Dealing in futures contracts	2018-12-27	2019-07-12
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2018-11-02	2019-07-12
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2018-03-28	2018-10-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.