Personnel Hong Kong SFC License Details (ID 133417)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2019-08-09	2023-08-10
CLSA LIMITED	Rep	Dealing in securities	2016-06-29	2019-04-26
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2011-11-07	2016-01-21