| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2024-06-24 | - |
| RO | Advising on securities | 2024-06-24 | - | |
| CLSA LIMITED | RO | Dealing in securities | 2024-06-24 | - |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-11-01 | 2024-06-24 |
| Rep | Advising on corporate finance | 2021-10-12 | 2024-06-24 | |
| CLSA LIMITED | Rep | Dealing in securities | 2021-10-12 | 2024-06-24 |
| China Securities (International) Corporate Finance Company Limited | Rep | Dealing in securities | 2019-08-02 | 2021-09-28 |
| Rep | Advising on corporate finance | 2019-07-09 | 2021-09-28 | |
| BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2011-12-02 | 2019-05-23 |
No HKMA registrations in the collected records.