Personnel Hong Kong SFC License Details (ID 134571)

Personnel Hong Kong SFC License Details (ID 134571)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOPAZ CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2021-03-01	2024-05-31
Topaz Financial Group Limited	Rep	Dealing in futures contracts	2021-03-01	2024-05-31
	Rep	Dealing in securities	2021-03-01	2024-05-31
Dynasty Alliance Investment Management Limited	Rep	Asset management	2018-07-19	2019-01-31
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-12-06	2018-07-03
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-12-06	2018-07-03