Personnel Hong Kong SFC License Details (ID 134877)

Personnel Hong Kong SFC License Details (ID 134877)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-11-12	2022-11-04
	Rep	Advising on securities	2021-10-20	2022-11-04
	Rep	Dealing in securities	2021-10-20	2022-11-04
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2018-05-17	2021-09-28
	Rep	Dealing in securities	2018-05-17	2021-09-28
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2016-07-18	2018-04-20
CHEONG LEE SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-12-13	2012-04-23
	Rep	Dealing in securities	2011-12-13	2012-04-23